Regulation & Compliance
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Brokerage Operations
English Introductory
Understanding multiple aspects of brokerage operations and the impact of Dodd Fr...
2 Days $1,899.00From $1,519.20
To $1,329.30
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Basel III: Challenges for Emerging Markets
English Introductory
This course reviews the impact and implementation challenges of the Basel framew...
2 Days $1,719.00From $1,375.20
To $1,203.30
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Customer Protection Rule 15c3-3
English Professional
Learn how the three main purposes of the Rule 15c3-3 protect the customer intere...
1 Days $1,279.00From $1,023.20
To $895.30
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Risk Regulation: The Dodd-Frank Act
English Professional
This course is a comprehensive review of the objectives and regulations of the D...
2 Days $1,819.00From $1,455.20
To $1,273.30