Risk Regulation: The Dodd-Frank Act

New York Institute of Finance

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17

Risk Regulation: The Dodd-Frank Act

This course is a comprehensive review of the objectives and regulations of the Dodd-Frank Act. The impact of the act on financial intermediaries, financial markets and instruments is covered in detail.

Prerequisite knowledge:

  • Knowledge of financial markets.

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Module 1:  Introduction to the Act

  • History of Dodd-Frank
  • Overview of the Law

Module 2

  • Role of Regulators
  • History of Dodd-Frank Regulations

Module 1

  • Consumer Protections
  • Ending Too Big To Fail
  • Living Will
  • Collateral Requirements
  • Derivatives Reporting Requirements
  • Position Limits

Module 2

  • Federal Bank Supervision
  • Executive Compensation
  • Credit Rating Agencies
  • Business Conduct Verification
  • Advanced Warning
  • Transparency and Accountability for Exotic Instruments
  • Minerals From Specified Sources
  • CVA      
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Risk Regulation: The Dodd-Frank Act

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