Regulation & Compliance

Items 1-12 of 40

Page
2 3 4
per page
Set Descending Direction
  1. Series 79 Exam Prep Package: Online

    English Introductory

    Prepare to pass the Series 79 Exam with 65 hours of online study materials cover...

    65 Hours $349.00
    $349.00
  2. Series 63 Exam Prep Package: Online

    English Introductory

    Prepare to pass the Series 63 Exam with 45 hours of online study materials cover...

    45 Hours $149.00
    $149.00
  3. Series 66 Exam Prep Package: Online

    English Introductory

    Prepare to pass the Series 66 Exam with 56 hours of online study materials cover...

    56 Hours $185.00
    $185.00
  4. Series 7 Exam Prep Package: Online

    English Introductory

    Prepare to pass the Series 7 Exam with 78 hours of online study materials coveri...

    78 Hours $289.00
    $289.00
  5. Data Governance in Financial Services & the Impact of Global Regul...

    English Professional

    Driven by the massive increase in the global regulatory environment, this is a c...

    1 Day $1,019.00

    From $815.20

    To $713.30

  6. Customer Protection Rule 15C3-3 - Online

    English Professional

    Learn how the three main purposes of the Rule 15C3-3 protect customer interests ...

    5 Hours $449.00
    $449.00
  7. Introduction to Margin Requirements

    English

    This course provides an introduction to margin - what it is, how it works and th...

    1 Hours $89.00
    $89.00
  8. Brokerage Operations Professional Certificate: Online

    English Introductory

    This course will provide you with the baseline knowledge of the entire trade lif...

    20 Hours $1,299.00
    $1,299.00
  9. Online Professional Certificate in Operations and Compliance

    English Professional

    Learn the latest developments in trade processing and systems that enable firms ...

    72 Hours $1,800.00
    $1,800.00
  10. Dodd-Frank Act

    English Introductory

    This course provides the key information about the financial reforms that are co...

    1 Hours $50.00
    $50.00
  11. Trading Index Options

    English Introductory

    Learn the ins and outs of index option trading with both cash and margin account...

    1 Hours $89.00
    $89.00
  12. Margin Requirements for Spreads, Straddles and Combinations

    English Introductory

    Understand three complex transactions that involve trading options in margin acc...

    1 Hours $89.00
    $89.00

Items 1-12 of 40

Page
2 3 4
per page
Set Descending Direction