Overview of Sarbanes-Oxley ActTopics covered include:- Overview of Sarbanes Oxley Act
- Impact of SOX on Information Technology
Duration: 1 hour | Public Company Accounting Oversight BoardTopics covered include:- Procedures, Functions and Operations of Public Company Accounting Oversight Board
- Securities and Exchange Commissions oversight and enforcement authority over the Board
Duration: 1 hour |
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Auditor IndependenceTopics covered include:- Auditor Independence under Sarbanes Oxley
- The rules related to the non-audit services
Duration: 1 hour | Corporate ResponsibilityTopics covered include:- Liability of the executive officers of the company in certifying accurateness of financial statements
- Influence of Sarbanes Oxley Act (SOX) on the Information Technology
Duration: 1 hour |
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Enhanced Financial DisclosuresTopics covered include:- The enhanced financial disclosures according to Sarbanes Oxley (SOX) Act
- The responsibilities of senior management and independent auditors in ensuring the accuracy and reliability of financial reporting and the effectiveness of internal controls adopted by organizations
Duration: 1 hour | Analyst Conflicts of InterestTopics covered include:- Regulations relating to Research Reports
- Disclosures in Research Reports
Duration: 1 hour |
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Commission Resources and AuthorityTopics covered include:- Utilization of funds by the Commission
- Prohibition of Penny Stock
Duration: 1 hour | Studies and ReportsTopics covered include:- Studies and reports regarding consolidation of:
- 1. Accounting firms
- 2. Credit Rating agencies
- Roles of investment banks and financial advisors
Duration: 1 hour |
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Corporate and Criminal Fraud AccountabilityTopics covered include:- Penalties for Corporate and Criminal Frauds
Duration: 1 hour | White Collar Crime Penalty EnhancementsTopics covered include:- Penalties for offenses such as mail and wire fraud
- Corporate Responsibility for financial reports
Duration: 1 hour |
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Corporate Tax ReturnsTopics covered include:- Signing of Corporate Tax Returns
- Certification of Financial Reports
- Devising and Assessing Internal Control Procedures
Duration: 1 hour | Corporate Fraud and AccountabilityTopics included:- Liabilities for non-certification of financial reports
- Penalties for tampering records
Duration: 1 hour |
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