Current Trends in Brokerage Operations - Online

This module discusses technology and how it has changed brokerage operations.

This course replicates the content from module 6 of Brokerage Operations - Online.

This is an asynchronous eLearning course that can be accessed 24/7 from any internet enabled computer. Subscription period for this course is 90 days.


Professionals new to the securities industry.
Students will be able to:
  • Recognize how technology has automated back office procedures
  • Define how competition and technological advances are consolidating the financial services industry.
  • Introduction to Brokerage Operations - Online
  • Back Office: The Order Room - Online
  • Back Office: Purchase and Sales - Online
  • Back Office: The Margin Department - Online
  • Back Office: The Cashier's Department - Online
  • Current Trends in Brokerage Operations
    • Technology
    • Global back office operations
    Duration: 1 hour