Back Office: The Margin Department - Online

Brokerage operations covers all phases of securities processing within a brokerage firm. This course illustrates how orders move from the order room to purchase and sales and finally to the Cashier's Department and how the Margin Department monitors accounts. The course concludes with a look at current trends in the industry. Brokerage operations was designed for beginners, but supervisors and other experienced personnel can use it to gain a better understanding of the field.

This course replicates the content of module 3 from Brokerage Operations - Online

This is an asynchronous eLearning course that can be accessed 24/7 from any internet enabled computer. Subscription period for this course is 90 days.

Available TodayOnlineUSD$60.00
Instructional Method:
Self-Study
Level: Basic
CPE Credits: 1

Professionals new to the securities industry.
Students will be able to:
  • Recognize margin accounts and the regulations affecting them.
  • Identify how margin accounts are used to purchase securities. Identify why positions are closed.
Back Office: The Margin Department
  • Buying on margin and margin accounts
  • Calculating equity and debit balance
  • Reg T excess and buying power
  • Margin regulation
  • Close out