Back Office: The Order Room - Online

This module provides an overview of the processes that happen in the Order Room of a brokerage firm.

This course replicates the content from module 2 of Brokerage Operations - Online

This is an asynchronous eLearning course that can be accessed 24/7 from any internet enabled computer. Subscription period for this course is 90 days.

Available TodayOnlineUSD$60.00
Instructional Method:
Self-Study
Level: Basic

CPE CREDITS
1
Professionals new to the securities industry.
Students will be able to:
  • Identify how orders are received, tracked, and routed to the appropriate markets
  • Identify the types of orders and how they are implemented
  • Back Office: Purchase and Sales - Online
  • Back Office: The Margin Department - Online
  • Back Office: The Cashier's Department - Online
  • Current Trends in Brokerage Operations - Online
  • Developments in International Brokerage Operations - Online
    • Back Office: The Order Room
    • Order processing and routing
    • The order form
    • Basic order types
    • Special orders
    Duration: 1 hour