Introduction to Brokerage Operations - Online

This module provides an introduction to back office operations of a brokerage firm.

This course replicates the content from module 1 of Brokerage Operations - Online.

This is an asynchronous eLearning course that can be accessed 24/7 from any internet enabled computer. Subscription period for this course is 90 days.

Available TodayOnlineUSD$60.00
Instructional Method:
Self-Study
Level: Basic

CPE CREDITS
1
Professionals new to the securities industry.
Students will be able to:
  • Understand the importance of brokerage operations
  • Describe the roles of sales and new accounts departments
  • Explain different account types
  • Read stock listings
  • Back Office: The Order Room - Online
  • Back Office: Purchase and Sales - Online
  • Back Office: The Margin Department - Online
  • Back Office: The Cashier's Department - Online
  • Current Trends in Brokerage Operations - Online
    • Introduction to Brokerage Operations
    • The importance of brokerage operations
    • Sales and new accounts departments
    • Account types
    • Reading stock listings
    Duration: 1 hour