Introduction to Brokerage Operations - Online

Brokerage operations covers all phases of securities processing within a brokerage firm. This course was designed for beginners, but supervisors and other experienced personnel can use it to gain a better understanding of the field.

This course replicates the content from module 1 of Brokerage Operations - Online.

This is an asynchronous eLearning course that can be accessed 24/7 from any internet enabled computer. Subscription period for this course is 90 days.

Available TodayOnlineUSD$60.00
Instructional Method:
Self-Study
Level: Basic
CPE Credits: 1

Professionals new to the securities industry.
Students will be able to:
  • Understand the importance of brokerage operations
  • Describe the roles of sales and new accounts departments
  • Explain different account types
  • Read stock listings
Introduction to Brokerage Operations
  • The importance of brokerage operations
  • Sales and new accounts departments
  • Account types
  • Reading stock listings