Margin I: Introduction to Margin Regulations - OnlineThis curriculum covers margin accounts and requirements, and also explains the rules and regulations that govern trading equities and bonds on margin. Topics covered include liquidations, withdrawals, substitutions, and SMA accounts. The course is intended for margin, compliance, and credit control personnel, as well as operations professionals who interface with margin/credit functions. Please note that this is a curriculum of individual course modules. You will need to pass each module exam in order to qualify for a certificate of completion. This is an asynchronous eLearning program that can be accessed 24/7 from any internet enabled computer. Access is for 91 days. |