Brokerage Operations - OnlineBrokerage operations covers all phases of securities processing within a brokerage firm. This curriculum illustrates how orders move from the order room to purchase and sales and finally to the Cashier's Department and how the Margin Department monitors accounts. The course concludes with a look at current trends in the industry. Brokerage operations was designed for beginners, but supervisors and other experienced personnel can use it to gain a better understanding of the field. Please note that this is a curriculum of individual course modules. You will need to pass each module exam in order to qualify for a certificate of completion.
This is an asynchronous eLearning program that can be accessed 24/7 from any internet enabled computer. Access is for 91 days. |