Course Category

• Accounting & Tax
• Alternative Investments
• CFA/CMT Exam Prep
• Core Financial Concepts
• Corporate Finance
• Credit Risk
• Derivatives
• Financial Modeling
• Fixed Income
• Foreign Exchange
• Investment & Portfolio Management
• Mergers & Acquisitions
• Operations & Compliance
• Professional Skills
• Project Finance
• Risk Management
• Special Programs
• Structured Products
• Technical Analysis
• Trading
• Wealth Management

Operations & Compliance - eLearning

The ability to settle transactions accurately and efficiently has become crucial. Experienced operations personnel command the latest developments in trade processing and systems enjoy a premium pay scale. Our courses offer straight-through processing, equity and fixed income clearance, foreign exchange processing, and technology for the financial services industry.

Highlighted Course

Brokerage operations covers all phases of securities processing within a brokerage firm. This course illustrates how orders move from the order room to purchase and sales and finally to the Cashier's Department and how the Margin Department monitors accounts. The course concludes with a look at current trends in the industry. Brokerage operations was designed for beginners, but supervisors and other experienced personnel can use it to gain a better understanding of the field. Learn more!

Suggested Courses