Search results for: ',Nu9'
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Brokerage Accounting and Regulatory Reporting
English Introductory
Brokerage accounting and how associated regulations interact with operations....
1 Day$0.00$15,000.00 -
Basel III: Challenges for Emerging Markets
English Introductory
This course reviews the impact and implementation challenges of the Basel framew...
2 Days$1,890.00From $1,512.00
To $1,323.00
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Risk Regulation: The Dodd-Frank Act
English Professional
This course is a comprehensive review of the objectives and regulations of the D...
2 Days$1,990.00From $1,592.00
To $1,393.00
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Data Governance in Financial Services & the Impact of Global Regul...
English Professional
Driven by the massive increase in the global regulatory environment, this is a c...
1 Day$1,090.00From $872.00
To $763.00
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Brokerage Operations
English Introductory
Understanding multiple aspects of brokerage operations and the impact of Dodd Fr...
2 Days$2,090.00From $1,672.00
To $1,463.00
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International Professional Certification for Brazilian Cooperatives
English Professional
Participants will strengthen their capabilities in governance, capital structure...
40 Hours$1,625.00From $1,625.00
To $15,000.00
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Customer Protection Rule 15c3-3
English Professional
Learn how the three main purposes of the Rule 15c3-3 protect the customer intere...
1 Days$1,390.00From $1,112.00
To $973.00
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Capital Markets 101: Market Structure, Products and Regulatory Trends
English Introductory
This course will introduce participants to various types of securities and produ...
2 Days$2,060.00From $1,690.00
To $15,000.00