Trading Securities in the Secondary Markets
This module provides an overview of where and how securities are bought and sold.
CPE Credits: 2
Program Details (NASBA) View
| Program Level | Basic |
| Prerequisites | This course has no prerequisites |
| Advance Preparation | No advance preparation required |
| Recent Revision Date | May 27, 2014 |
| Instructional Delivery Method | QAS Self Study |
| Field of Study | Management Advisory Services |
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Duration : 2 hours
- Understand the difference between exchange and OTC markets
- Identify the types of orders available to market participants
- Understand the complex investment strategies