Processing Securities Transactions

New York Institute of Finance

ITEM RGCO0266

Self Paced Course

Available Now
Online

$89.00

video_library

Online (Self-paced)

update

1 Hours

language

English

school

Introductory

Virtual Series Course

Available Now
Virtual (Part-Time)

$89.00

video_library

Online (Self-paced)

update

1 Hours

language

English

school

Introductory


Questions? We're here to help you

Please complete this form and a NYIF Career Advisor will assist you.



Please fill in the field.

Next

Please complete this form and a NYIF Career Advisor will assist you.



Please fill in the field.

Prev
Next

Please complete this form and a NYIF Career Advisor will assist you.


Please fill in the field.

Prev
Next

Select preferred contact method

Schedule call

call center image

or

Please fill in the field.

Send us your questions

email image
Prev

Where Wall Street Goes to SchoolTM!

Please select a time and date from the calendar to book a 15-minute call with a NYIF Career Advisor.

You can also reach us on +1 347 842 2501 or marketing@nyif.com

Something went wrong, please try again later!

17

Processing Securities Transactions

This module provides a look at all the different departments that are required to make a brokerage firm tick and then follow a security through its clearance and settlement process.

CPE Credits: 1

Program Details (NASBA) View
Program Level Basic
Prerequisites This course has no prerequisites
Advance Preparation No advance preparation required
Recent Revision Date May 27, 2014
Instructional Delivery Method QAS Self Study
Field of Study Management Advisory Services

Learn now pay later with

To make it even easier to learn, you can finance your program through Affirm.

Loans offered through Affirm are available in the U.S. and Canada.

  • Easy monthly payments

    Learn more

  • Flexible payments

    Pay your monthly bill using a bank transfer, check, or debit card.

Duration : 1 hour

  • Understand the processing and approval procedures
  • Identify the functions of back office departments
  • Understand the key dates in a settlement