Processing Securities Transactions

ITEM RGCO0266

Self Paced Course

Available Now
Online

$89.00

Online

1 Hours

English

Introductory

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Where Wall Street Goes to SchoolTM!

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Processing Securities Transactions

This module provides a look at all the different departments that are required to make a brokerage firm tick and then follow a security through its clearance and settlement process.

CPE Credits: 1

Program Details (NASBA) View

Program Level	Basic
Prerequisites	This course has no prerequisites
Advance Preparation	No advance preparation required
Recent Revision Date	May 27, 2014
Instructional Delivery Method	QAS Self Study
Field of Study	Management Advisory Services

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Curriculum

What you'll learn

Who should take this

Duration : 1 hour

Understand the processing and approval procedures
Identify the functions of back office departments
Understand the key dates in a settlement

Processing Securities Transactions

Please complete this form and a NYIF Career Advisor will assist you.

Please fill in the field.

Please complete this form and a NYIF Career Advisor will assist you.

Please fill in the field.

Please complete this form and a NYIF Career Advisor will assist you.

Please fill in the field.

Please complete this form and a NYIF Career Advisor will assist you.

Please fill in a valid email and phone number.

Select preferred contact method

Please fill in the field.

Where Wall Street Goes to SchoolTM!

Please select a time and date from the calendar to book a 15-minute call with a NYIF Career Advisor.

You can also reach us on +1 347 842 2501 or marketing@nyif.com

Something went wrong, please try again later!

Processing Securities Transactions

Learn now pay later with

Easy monthly payments

Flexible payments

Module 1: Processing Securities Transactions