Investor Profiling
Geared towards new portfolio managers, this module focuses on the crucial first step of profiling a client in order to determine the appropriate investment approach for them. This course replicates the content from module 1 of the course Wealth Management - A Core NYIF Course
CPE Credits: 1
Program Details (NASBA) View
| Program Level | Basic |
| Prerequisites | This course has no prerequisites. |
| Advance Preparation | No advance preparation required. |
| Recent Revision Date | January 6, 2015 |
| Instructional Delivery Method | QAS Self Study |
| Field of Study | Specialized Knowledge and Applications |
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Duration : 1 hour
- Overview of Investor Profiling
- Time Horizon
- Risk Tolerance
- Constructing an appropriate investment approach