Introduction to Brokerage Operations
This module provides an introduction to back office operations of a brokerage firm. This course replicates the content from module 1 of Fundamentals of Brokerage Operations.
CPE Credits: 1
Program Details (NASBA) View
Program Level | Basic |
Prerequisites | This course has no prerequisites |
Advance Preparation | No advance preparation required |
Recent Revision Date | October 7, 2014 |
Instructional Delivery Method | QAS Self Study |
Field of Study | Management Advisory Services |
Duration : 1 hour
- The importance of brokerage operations
- Sales and new accounts departments
- Account types
- Reading stock listings