Brokerage Operations Processing: The Order Room
This module provides an overview of the processes that happen in the Order Room of a brokerage firm. This course replicates the content from module 2 of Fundamentals of Brokerage Operations.
CPE Credits: 1
Program Details (NASBA) View
Program Level | Basic |
Prerequisites | This course has no prerequisites |
Advance Preparation | No advance preparation required |
Recent Revision Date | October 7, 2014 |
Instructional Delivery Method | QAS Self Study |
Field of Study | Management Advisory Services |
Duration : 1 hour
- Order processing and routing
- The order form
- Basic order types
- Special orders