Investor Profiling - Online

Geared towards new portfolio managers, this module focuses on the crucial first step of profiling a client in order to determine the appropriate investment approach for them.

This course replicates the content from Lesson 1 of Wealth Management - Online

This is an asynchronous eLearning course that can be accessed 24/7 from any internet enabled computer. Subscription period for this course is 90 days.

Available TodayOnlineUSD$60
Instructional Method:
Self-Study
Level: Basic

CPE CREDITS
1
New private bankers, new wealth advisors, brokers who are going to cover broader wealth solutions, and new portfolio managers
Students will be able to:
  • Determine your client's time horizon
  • Identify your client's level of risk or risk tolerance
  • Understand the impact of your client's tax rates on investment decisions
  • Construct an appropriate investment approach utilizing your client's time horizon, risk tolerance and tax
  • Portfolio Management and Duration - Online
  • Introduction to Portfolio Risk - Online
  • Asset Allocation and Taxation - Online
  • Estate Planning - Online
  • Introduction to Trusts - Online
    • Investor Profiling
    • Overview
    • Time Horizon
    • Risk Tolerance
    • Constructing an appropriate investment approach
    Duration: 1 hour