Investor Profiling - Online

This course covers diversification, tax issues, duration, risk tolerance, market timing, estate planning and dollar cost averaging - investment vehicles and concepts that lie at the heart of developing an investor profile and implementing successful wealth management strategies.

This course replicates the content from Lesson 1 of Wealth Management - Online

This is an asynchronous eLearning course that can be accessed 24/7 from any internet enabled computer. Subscription period for this course is 90 days.

Available TodayOnlineUSD$60
Instructional Method:
Self-Study
Level: Basic
CPE Credits: 1

New private bankers, new wealth advisors, brokers who are going to cover broader wealth solutions, portfolio managers and other Product Specialists requiring an in-depth overview of wealth management, and individuals working in the finance arena
Students will be able to:
  • Determine your client's time horizon
  • Identify your client's level of risk or risk tolerance
  • Understand the impact of your client's tax rates on investment decisions
  • Construct an appropriate investment approach utilizing your client's time horizon, risk tolerance and tax
Investor Profiling
  • Overview
  • Time Horizon
  • Risk Tolerance
  • Constructing an appropriate investment approach