Margin Transactions

New York Institute of Finance

ITEM RGCO0257

Self Paced Course

Available Now
Online

$159.00

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Online

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2 Hours

language

English

school

Professional


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17

Margin Transactions

To truly understand margin, you need to be familiar with the regulations that govern its use, and know how it's calculated and accounted for. And that means learning about account requirements, computation of excess, Special Memorandum accounts, and, liquidations, withdrawals, and substitutions. This course replicates the content from module 2 of the course Margin I: Introduction to Margin Regulation - A Core NYIF Course

CPE Credits: 2

Program Details (NASBA) View
Program Level Basic
Prerequisites This course has no prerequisites.
Advance Preparation No advance preparation required.
Recent Revision Date January 20, 2015
Instructional Delivery Method QAS Self Study
Field of Study Specialized Knowledge and Applications

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Duration : 2 hours

  • Basic margin account requirements
  • Computation of Regulation T and maintenance excess
  • Special memorandum account
  • Liquidations, withdrawals and substitutions