Margin Transactions
To truly understand margin, you need to be familiar with the regulations that govern its use, and know how it's calculated and accounted for. And that means learning about account requirements, computation of excess, Special Memorandum accounts, and, liquidations, withdrawals, and substitutions. This course replicates the content from module 2 of the course Margin I: Introduction to Margin Regulation - A Core NYIF Course
CPE Credits: 2
Program Details (NASBA) View
Program Level | Basic |
Prerequisites | This course has no prerequisites. |
Advance Preparation | No advance preparation required. |
Recent Revision Date | January 20, 2015 |
Instructional Delivery Method | QAS Self Study |
Field of Study | Specialized Knowledge and Applications |
Duration : 2 hours
- Basic margin account requirements
- Computation of Regulation T and maintenance excess
- Special memorandum account
- Liquidations, withdrawals and substitutions