Margin Requirements for Day-Trading and Bonds
This module deals with day trading on margin, with all its ramifications. Also covered are marginable bonds and restricted accounts. This course replicates the content from module 4 of the course Margin I: Introduction to Margin Regulation - A Core NYIF Course
CPE Credits: 1
Program Details (NASBA) View
Program Level | Basic |
Prerequisites | This course has no prerequisites. |
Advance Preparation | No advance preparation required. |
Recent Revision Date | January 20, 2015 |
Instructional Delivery Method | QAS Self Study |
Field of Study | Specialized Knowledge and Applications |
Duration : 1 hour
- Day-trading requirements and margin calculations
- Margin requirements for bonds (convertibles, exempt securities, and non-convertibles)
- Restricted accounts