Back Office: The Cashier's Department - Online

This module provides an overview of the function and responsibilities of the cashier's department of a brokerage firm.

This course replicates the content from module 5 of Brokerage Operations - Online

This is an asynchronous eLearning course that can be accessed 24/7 from any internet enabled computer. Subscription period for this course is 90 days.

Available TodayOnlineUSD$60.00
Instructional Method:
Self-Study
Level: Basic

CPE CREDITS
1
Professionals new to the securities industry.
Students will be able to:
  • Recognize how delivery of securities is conducted.
  • Identify how settlement is performed using trade-for-trade and netted balance systems.
  • Recognize how firms meet funding requirements through bank loans, stock lending, and repurchase agreements.
  • Back Office: The Order Room - Online
  • Back Office: Purchase and Sales - Online
  • Back Office: The Margin Department - Online
  • Current Trends in Brokerage Operations - Online
  • New Regulations in Brokerage Operations - Online
    • Back Office: The Cashier's Department
    • Settlement
    • Trade for Trade
    • Netted Balance Systems
    • Funding requirements
    Duration: 1 hour