Financial Privacy - Online

The Gramm-Leach-Bliley Act requires financial institutions such as banks & savings associations, credit unions, mortgage & trust companies, insurance companies, collection agencies and others to disclose privacy policies, limit instances in which consumer information can be shared with non-affiliated third parties and provide consumers an opportunity to protect some of their personal financial information from being shared. The Federal Financial Institutions Examination Council (FFIEC) has introduced a privacy regulation implementing the Gramm-Leach-Bliley Act which imposes certain requirements on its member institutions. This product covers various technicalities of privacy regulation giving relevant and convincing examples.

This is an online self study course that can be globally accessed 24/7 from any internet enabled computer. Access is for 91 days. Certificates with earned credits will be awarded upon successful completion.

También, se ofrece este curso en Español. Llamada para más información.

Available TodayOnlineUSD$125
Instructional Method:
Self-Study
Level: Basic

ICB CREDITSICPAS CREDITS
11.253
Compliance staff, branch office managers, attorneys, auditors and exchange personnel will benefit from this program.
Students will be able to:
  • Understand Financial privacy regulation in the United States
  • Describe Persons/institutions required to comply, persons protected and the type of information protected under the regulation
  • Explain Restrictions on sharing of information
  • Understand Privacy notices
  • Understand Exceptions to the privacy notice requirements
  • Explain Privacy examination procedures
  • Understand Security guidelines
  • Describe Managerial responsibilities vis-à-vis requirements of privacy regulation
"The class was clear in content and easy to use."
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    • Language Options
    También, se ofrece este curso en Español. Llamada para más información.
    Financial Privacy Regulation
    Topics covered include:
    • Persons/institutions that are required to comply with the regulation
    • Persons protected under the regulation
    • Protected category of information
    • Restrictions placed on information sharing
    Duration: 1 hour

    Privacy Notices and their Content
    Topics covered include:
    • The three notices
    • Content of each notice
    • Modes of delivery of notices
    Duration: 1 hour

    Exceptions to the Rules and Reuse of Information
    Topics covered include:
    • The circumstances under which privacy notice can be dispensed with such as joint agreements, processing and servicing, etc.
    • The situations under which financial institutions may reuse information
    Duration: 1 hour

    Exam Procedures
    Topics covered include:
    • The six different modules provided in the exam procedures
    • The criteria to be adopted for selecting the relevant module by each institution
    Duration: 1 hour

    Security Guidelines
    Topics covered include:
    • The applicability and objective of the security guidelines
    • Responsibilities of the board and management in this regard
    Duration: 1 hour

    Section 501-b of the GLB Act and the Management
    Topics covered include:
    • Risk Control Practices
    • Training Programs
    • Monitoring Information Security
    • Reporting Requirements
    • Outsourcing
    Duration: 1 hour

    Job Aids
    Take aways:
    • Privacy Acts Regulations Policies

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