Initial Public Offering

Recent regulatory changes, such as the Sarbanes-Oxley Act of 2002, have had a major impact on the way corporations are governed. In this one day seminar, we focus on corporate governance issues as well as related items, such as ethics and financial reporting.

Topics include corporate structure and policy statements, including issues related to a CEO, CFO and an audit committee; delegation of authority and responsibilities among boards of directors, officers, and management; fiduciary responsibilities of the company's directors, management and employees; protection for whistleblowers; the reporting and disclosure requirements of the Sarbanes-Oxley Act; and the role of the newly created Public Company Accounting Oversight Board.

No sessions currently available. Contact client services to get the next available date.
Entry/mid level compliance professionals
No advance preparation required.
None
Outline currently being developed.
Clients who register for this course will receive a complimentary 6 month subscription to the Financial Times and FT.com. The Financial Times is the world's most respected financial newspaper providing a broad assessment on finance, business and the industrial sector. Subscriptions will start within 6-8 weeks of the application process, and are limited to one per client. For questions about your subscriptions call 800-628-8088 or email uscirculation@ft.com. US and Canada enrollees only.

Lunch included for all students taking day classes.